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Nicholas Cummings

Nicholas Cummings

Wealth Advisor

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Nick prides himself in his constant pursuit of helping clients achieve financial success. For the best possible outcome, Nick enjoys getting to know his clients well, to customize a plan that takes into consideration their unique circumstances. Whether someone is a first-time investor or seeking a new perspective on an existing financial plan, Nick is passionate about doing the research to formulate strategies that best align with a client's short and long-term goals.

Through open communication, integrity, and hard work, Nick aims to earn a client's trust and build a long-term relationship by exceeding expectations. With the many resources available through the firm and its subsidiaries, Nick incorporates his experience in financial planning, investment management, and insurance management to provide his clients with a well-rounded, disciplined approach to help them pursue financial goals and protect themselves along the way.


  • B.S., Accounting, Economics, Finance-CFA Track - Albright College

Professional Activities and Memberships:

  • Investment Adviser Representative, Cetera Investment Advisers, LLC
  • State Securities Registrations - PA, AL, CT, DE, FL, GA, MD, NC
  • FINRA Registered

Professional Registrations and Licenses:

  • Series 7 / Series 63,65
  • Life Insurance - PA,
  • Accident and Health, Life and Fixed Annuities, Variable Life/Variable Annuity - PA, MD, GA
  • Long-Term Care - PA


A native of Berks County, Nick and his family now reside in Ephrata. Outside of work, you can find Nick at a sporting event (especially a baseball game), at the gym, hanging out with friends and family, or chasing his daughter everywhere.